HM Treasury Issues Consultations

Updated: Nov 16, 2020

HM Treasury has issued two public consultations today. One is a review of the current requirement for an authorised firm to approve the financial promotion of an unauthorised firm that may not operate as a strong enough safeguard to ensure such financial promotions are compliant with Financial Conduct Authority (FCA) rules. The second pertains to crypto-assets that are currently unregulated.

Regulatory Framework for Approval of Financial Promotions

Crypto-asset promotions

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